The Financial Services and Markets Act Certification Course


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  • Why This Course
  • Who Is This For
  • What Will I Learn
  • Requirements
  • What Will I Achieve
The Financial Services and Markets Act

Finance is key to economic development. It provides an investment basis and supports the flow of income and expenses. A countrys financial sector transforms its economic savings into investments. An efficient financial sector does not just accomplish that, but also encourages savings and increased investment.

Eventually, it results in increased income levels, and faster economic growth of the country. The financial sector also provides money and methods of payments to support the exchange of economic goods and services. However, financial regulation is key to the efficient functioning of the financial sector.

Financial regulation comes in to offer varied benefits to both consumers and players in the industry. This course covers the Financial Services and Markets Act (FSMA) in the United Kingdom. It is a key regulator of the UK financial sector.

First, we give extensive details about the Act. The course explains what it is and the varied functions it plays in the UKs financial sector. It further explains the different regulatory bodies that work under the Financial Services and Markets Act, including subordinate legislation. Next, it states the various regulated financial activities in the UK under the financial framework. Finally, it concludes with a few benefits of regulating a financial services market.

You Will Lean:

What the Financial Services and Markets Act is and what it does

The key roles and functions of the FSMA

The regulatory bodies working under the Financial Services and Markets Act

The benefits of regulating the financial services sector

The varied functions of the FCA, PRA and FPC

Benefits of This Course

Taking this Course Will Help You:
Understand the role of financial regulators

Understand the different aspects of the financial services sector that the Act affects

Understand the Financial Services and Markets Act and its role in the UKs financial services sector

Learn the various bodies or regimes involved in financial regulation

Learn the importance of financial regulation

Gain basic knowledge of industry regulation before entering the financial sector to start a business

No requirements are needed for this course.
The Financial Services and Markets Act Certification